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    Topic search: trust

  • MAURO NORTON DE NEVILLE ROSATI DI MONTEPRANDONE DE FILIPPIS DELFICO

    trust e crisi di impresa

    (Photo/Video)

    Fri Sep 07 17:07:54 CEST 2018

    relatori: prof.avv.mauro norton rosati di monteprandone prof.dott.Giacomo Breda


  • MAURO NORTON DE NEVILLE ROSATI DI MONTEPRANDONE DE FILIPPIS DELFICO

    La Cyber security e Trust. Nuovi strumenti di sicurezza

    (Link)

    Thu Sep 06 18:49:32 CEST 2018

    Agenzia stampa italia. Entra sul giornale multimediale agenzia stampa italia: informazione, comunicazione, media, politica, cronaca, economia, sport. cultura


  • KYLIANNE HARLEY

    Bangers, Bashers & Short Sellers l Regulation SHO

    (Link)

    Thu Aug 30 15:53:28 CEST 2018

    Securities Lawyer 101 Blog When a manipulated stock’s price declines, it has become common practice for penny stock issuers and their disciples to scream foul play and claim their company is the victim of a stock basher-naked short sellers on investors hub and other message boards, working with nefarious clearing firms to send their stock price to the triple-zero graveyard. These same issuers also complain vociferously about the purported “agenda” of the United States Securities and Exchange ...


  • KYLIANNE HARLEY

    Spam 101 l Securities Lawyer 101 Blog

    (Link)

    Thu Aug 30 14:45:34 CEST 2018

    Securities Lawyer 101 Blog Spam is unsolicited information–usually cast in the form of an advertisement–that is sent to a large number of recipients electronically. Spam may take the form of an email or a series of message board postings. The Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2003 (the “CAN-SPAM Act”) addresses commercial email. Commercial email is defined as “any electronic mail message the primary purpose of which is the commercial advertisement or p...


  • KYLIANNE HARLEY

    What Is a Secondary Registration Statement?

    (Link)

    Wed Aug 29 17:45:13 CEST 2018

    Going public transactions can be structured a variety of ways. Many going public transactions involve the filing of a secondary registration statement with the Securities and Exchange Commission (“SEC”) registering shares held by existing stockholders so that the issuer can meet FINRA’s requirements. https://www.securitieslawyer101.com/ wp-includes/js/tinymce/plugins/wordpress/img/trans.gif This type of offering is known as a secondary offering or secondary registration statement. In a secon...


  • KYLIANNE HARLEY

    SEC Actions & Administrative Proceedings

    (Link)

    Wed Aug 29 17:41:34 CEST 2018

    Most public companies realize that the Securities and Exchange Commission (the “SEC”) is a law enforcement agency. Receiving an SEC subpoena is a new experience for most market participants. SEC Actions can involve a case in federal court or an administrative action. They can be informal or formal. Any SEC subpoena should be taken seriously. SEC actions can result in penalties, fines and injunctions and lead to referrals to criminal agencies. The SEC’s Enforcement Division functions as the en...


  • KYLIANNE HARLEY

    Reverse Mergers l The Game Changers

    (Link)

    Wed Aug 29 17:35:02 CEST 2018

    Shell brokers continue to tout the virtues of reverse merger transactions, despite recent rule changes that eliminate many if not all of the benefits once conferred by them. Seeking to persuade clients to use their services, these promoters often securities lawyers hark back to the glory days of the reverse merger. We have all heard the stories about the well known companies that used reverse mergers to go public, such as Blockbuster Entertainment, Tandy Corp. and Turner Broadcasting. The ...


  • KYLIANNE HARLEY

    What Is a Private Placement? l Securities Lawyer 101

    (Link)

    Wed Aug 29 17:26:30 CEST 2018

    Securities Lawyer 101 Blog The Securities Act of 1933 (the “Securities Act”) provides for a private offering or private placement exemption from federal securities registration which is increasingly being used by companies seeking to raise capital during market downturns and in times of market uncertainty. While the term “private offering” leaves much to the imagination, the Securities Act provides substantial guidance about the circumstances in which an offering will be deemed a private p...


  • KYLIANNE HARLEY

    OTCQX Listing, Eligibility & Quotation

    (Link)

    Wed Aug 29 17:23:51 CEST 2018

    OTC Markets Group organizes securities into the OTCQX®, OTCQB® and OTC Pink® categories based on the level of disclosure provided and the listing fees paid by the issuer. OTCQX Quotation of a company is considered to be the highest tier offered by the OTC Markets and the most prestigious in going public transactions. OTCQX eligibility is tailored for both domestic and international companies seeking to go public. OTCQX International is a fully electronic interdealer quotation system affordi...


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