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    Topic search: marketing

  • KYLIANNE HARLEY

    Rule 506 Offering Requirements – Rule 506 Attorneys

    (Link)

    Thu Aug 30 15:42:56 CEST 2018

    Rule 506 Is Amended Rule 506 Offerings are the most common of the Regulation D exemptions from registration under the Securities Act of 1933, as amended (the “Securities Act”). It has been approximately a year since the Securities and Exchange Commission (the “SEC”) adopted new criteria for Rule 506 offerings. Under the new rules for Rule 506 Offerings, issuers may use general solicitation and advertising in their securities offerings if certain conditions are met. The SEC’s new rules also...


  • KYLIANNE HARLEY

    Spam 101 l Securities Lawyer 101 Blog

    (Link)

    Thu Aug 30 14:45:34 CEST 2018

    Securities Lawyer 101 Blog Spam is unsolicited information–usually cast in the form of an advertisement–that is sent to a large number of recipients electronically. Spam may take the form of an email or a series of message board postings. The Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2003 (the “CAN-SPAM Act”) addresses commercial email. Commercial email is defined as “any electronic mail message the primary purpose of which is the commercial advertisement or p...


  • KYLIANNE HARLEY

    Rule 506 Offering Requirements – Rule 506 Attorneys

    (Link)

    Wed Aug 29 17:39:55 CEST 2018

    Rule 506 Is Amended Rule 506 Offerings are the most common of the Regulation D exemptions from registration under the Securities Act of 1933, as amended (the “Securities Act”). It has been approximately a year since the Securities and Exchange Commission (the “SEC”) adopted new criteria for Rule 506 offerings. Under the new rules for Rule 506 Offerings, issuers may use general solicitation and advertising in their securities offerings if certain conditions are met. The SEC’s new rules also...


  • KYLIANNE HARLEY

    Disclosure Obligations in Regulation A+ Offerings

    (Link)

    Wed Aug 29 17:29:43 CEST 2018

    The Anti-Fraud Provisions And Regulation A+ On March 25, 2015, the Securities and Exchange Commission adopted final rules amending Regulation A. The new rules are often referred to as Regulation A+. These rules are designed to facilitate smaller companies’ access to capital. Regulation A+’s new rules provide investors with more investment choices and issuers with more capital raising options during their going public transactions. The rules adopting Regulation A+ are mandated by Title IV of ...


  • KYLIANNE HARLEY

    Initial Public Offerings l Going Public Attorneys

    (Link)

    Wed Aug 29 17:02:09 CEST 2018

    An Initial Public Offering (“IPO”) is often used by a private issuer seeking to go public as part of its going public transaction. An IPO involves filing a registration statement with the SEC covering a securities offering. The registration statement frequently used is Form S-1, a Securities Act of 1933, as amended (the “Securities Act”) form. IPO candidates may be private issuers seeking to go public with their securities quoted on the OTCMarkets OTCQB, OTCQX or OTC Pink tiers, or larger...


  • KYLIANNE HARLEY

    How Can I Register Shares On Form S-8?

    (Link)

    Wed Aug 29 16:48:54 CEST 2018

    Securities Lawyer 101 Blog Registration of securities on Form S-8 (“Form S-8”) is a short-form registration statement under the Securities Act of 1933, as amended (“Securities Act”). Form S-8 is available to register securities offered to employees and consultants under benefit plans under limited circumstances. Because a registration statement on Form S-8 is effective upon filing it offers benefits to Securities and Exchange Commission (“SEC”) reporting companies, most significantly that a...


  • KYLIANNE HARLEY

    What is an Exempt Direct Public Offering?

    (Link)

    Wed Aug 29 16:31:06 CEST 2018

    The Direct Public Offering plays an important role in the going public process. Direct Public Offerings provide flexible options for issuers and allow the issuer to structure its going public transactions a variety of ways. Rules adopted pursuant to the JOBS Act, make an exempt Direct Public Offering an appealing and uncomplicated method of raising capital.One of the most important aspects of the going public process involves deciding the terms of the offering that will be presented to investors...


  • CARLO ROMBOLÀ

    L'avv. Carlo Rombolà autore di una nuove pubblicazione scientifica sulla Rivista di Diritto ed Economia dello Sport

    (News & Articles)

    Tue May 22 10:37:49 CEST 2018

    È disponibile da oggi – nella duplice versione on line e cartacea – il nuovo numero di RDES, Rivista quadrimestrale di Diritto ed Economia dello Sport, uno dei riferimenti scientifici più autorevoli nel panorama nazionale ed internazionale. Fra gli autori di questa prima edizione del 2018, l’avvocato Carlo Rombolà, con un contributo sulla Rule 40 della Carta Olimpica, uno strumento indispensabile con il quale il Comitato Internazionale Olimpico si propone di contrastare ogni forma di ambush m...


  • CARLO ROMBOLÀ

    Come il C.I.O. previene l'ambush marketing: l'applicazione della Rule 40 che limita

    (News & Articles)

    Tue Feb 06 17:30:20 CET 2018

    Pyeongchan 2018 e ambush marketing: la Rule 40 della Carta Olimpica tutela il C.I.O. dalla pubblicità non autorizzata. Il contributo dell'avv. Rombolà su Sport Business Management.


  • CARLO ROMBOLÀ

    Lo spettacolo sportivo tra valore sociale e valore di mercato

    (Events and Conferences)

    Tue Sep 05 08:19:23 CEST 2017

    Il 22 settembre prossimo, a partire dalle 9,30, presso la Sala A del CONI Lombardia in via Piranesi 46 a Milano, si terrà un convegno sul tema de “Lo spettacolo sportivo tra valore sociale e valore di mercato”, organizzato dall’Unione Avvocati Europei – Sports Law Commission e Call For Europe, che vedrà fra i relatori anche l’avvocato Carlo Rombolà, con un contributo dal titolo “Il fenomeno dell’ambush marketing”. In allegato la locandina dell’evento, per il quale verranno riconosciuti 4 cred...


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