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    Topic search: eval

  • KYLIANNE HARLEY

    Rule 506 Offering Requirements – Rule 506 Attorneys

    (Link)

    Thu Aug 30 15:42:56 CEST 2018

    Rule 506 Is Amended Rule 506 Offerings are the most common of the Regulation D exemptions from registration under the Securities Act of 1933, as amended (the “Securities Act”). It has been approximately a year since the Securities and Exchange Commission (the “SEC”) adopted new criteria for Rule 506 offerings. Under the new rules for Rule 506 Offerings, issuers may use general solicitation and advertising in their securities offerings if certain conditions are met. The SEC’s new rules also...


  • KYLIANNE HARLEY

    SEC Says Social Media OK – Going Public Attorneys

    (Link)

    Wed Aug 29 17:46:52 CEST 2018

    The use of social media is a growing concern with new exemptions that allow issuers to engage in general solicitation and advertising of their unregistered offerings. The Securities and Exchange Commission has made its position on the use of social media sites like Facebook and Twitter by public companies clear. The SEC has stated that social media may be used to report key information in compliance with Regulation Fair Disclosure (Regulation FD), as long as investors are alerted to the specific...


  • KYLIANNE HARLEY

    Rule 506 Offering Requirements – Rule 506 Attorneys

    (Link)

    Wed Aug 29 17:39:55 CEST 2018

    Rule 506 Is Amended Rule 506 Offerings are the most common of the Regulation D exemptions from registration under the Securities Act of 1933, as amended (the “Securities Act”). It has been approximately a year since the Securities and Exchange Commission (the “SEC”) adopted new criteria for Rule 506 offerings. Under the new rules for Rule 506 Offerings, issuers may use general solicitation and advertising in their securities offerings if certain conditions are met. The SEC’s new rules also...


  • KYLIANNE HARLEY

    Disclosure Obligations in Regulation A+ Offerings

    (Link)

    Wed Aug 29 17:29:43 CEST 2018

    The Anti-Fraud Provisions And Regulation A+ On March 25, 2015, the Securities and Exchange Commission adopted final rules amending Regulation A. The new rules are often referred to as Regulation A+. These rules are designed to facilitate smaller companies’ access to capital. Regulation A+’s new rules provide investors with more investment choices and issuers with more capital raising options during their going public transactions. The rules adopting Regulation A+ are mandated by Title IV of ...


  • KYLIANNE HARLEY

    Going Public Lawyer Bootcamp

    (Link)

    Wed Aug 29 16:53:07 CEST 2018

    The going public process involves a number of steps that vary depending on the characteristics of the private company wishing to go public, and whether it will become a Securities and Exchange Commission (“SEC”) reporting company. A companies seeking public company status must meet certain SEC requirements before its securities can be publicly traded. This applies to reporting and non-reporting issuers. A going public lawyer can assist the issuer in complying with the SEC’s requirements. ...


  • KYLIANNE HARLEY

    Preparing and Filing SEC Form D

    (Link)

    Wed Aug 29 16:43:24 CEST 2018

    Securities Law Blog Regulation D under the Securities Act of 1933, as amended (the “Securities Act”) provides exemptions that permit a company to offer and sell its securities without complying with the registration statement requirements of the Securities Act if certain conditions are met. A company claiming an exemption under Regulation D is required to file a Form D – Notice of Sales with the Securities and Exchange Commission (the “SEC”), within fifteen days after the first sale of secur...


  • KYLIANNE HARLEY

    How Can I Invest In An EB-5 Offering? Going Public Lawyers

    (Link)

    Wed Aug 29 16:25:32 CEST 2018

    The EB-5 investor visa program is becoming more popular since Rule 506 (c) became law allowing issuers to advertise their offerings to foreign investors seeking U.S. residency. As with any investment proper due diligence is crucial. The Securities and Exchange Commission’s (“SEC”) Office of Investor Education and Advocacy and U.S. Citizenship and Immigration Services (“USCIS”) haveissued recent warnings to foreign investors regarding the fraudulent use of the EB-5 program. The EB-5 program p...


  • KYLIANNE HARLEY

    The SEC Speaks About the Registration Statement Process

    (Link)

    Wed Aug 29 16:17:43 CEST 2018

    Securities Lawyer 101 Blog The Securities and Exchange Commission recently announced the issuance of Commissioner Elisse B. Walter’s statement, “The Commission’s Registration Process: How to Better Administer an Ounce of Prevention”. The release is a reminder of the importance of preventive action by the SEC and the securities industry at the registration statement stage to nip securities violations in the bud. This statement addressed the registration statement phase of a going public tran...


  • AVVOCATO MARIA VITTORIA MORSELLI

    Diritti all'oblio e diritto di cronaca: quali sono i parametri per individuare chi prevale - MoLegale

    (Link)

    Tue Jun 05 04:21:28 CEST 2018

    I parametri, in presenza dei quali soltanto può legittimamente affermarsi la prevalenza del diritto di cronaca sul diritto all'oblio. Consulenza legale.


  • AVV. ELISA COSSA

    Quando il diritto di cronaca prevale sul diritto all'oblio – il “pentalogo” della Suprema Corte

    (News & Articles)

    Mon May 28 11:54:06 CEST 2018

    La Corte di Cassazione, I sez. civ., con l'ordinanza n. 6919/2018 torna ad occuparsi del c.d. «diritto all'oblio». La Suprema Corte, con tale ordinanza, rammenta che l'esistenza del c.d. «diritto all'oblio» è stata affermata sia nelle giurisprudenza europea che in quella nazionale. In dette pronunce è emersa l'esigenza di un contemperamento tra due diversi diritti fondamentali: il diritto di cronaca, posto al servizio dell'interesse pubblico all'informazione, ed il diritto alla persona a ch...


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