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KYLIANNE HARLEY
Going Public Lawyer Insights About DPOI’s & IPO’s
(Link)
Wed Aug 29 16:59:51 CEST 2018
A private company going public is subject to three federal securities laws, each with its own unique requirements. The three laws are the Securities Act of 1933 (the “Securities Act”), the Securities Exchange Act of 1934 (the “Exchange Act”) and the Sarbanes-Oxley Act of 2002 (”Sarbanes-Oxley”). In addition to the federal securities laws, companies going public are subject to state securities regulation of their securities public and private offerings. The Securities Act sets forth the regulati...
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MAURO NORTON DE NEVILLE ROSATI DI MONTEPRANDONE DE FILIPPIS DELFICO
(Link)
Thu Sep 20 20:42:42 CEST 2018
Trust dopo di noi
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MAURO NORTON DE NEVILLE ROSATI DI MONTEPRANDONE DE FILIPPIS DELFICO
(Photo/Video)
Fri Sep 07 17:07:54 CEST 2018
relatori: prof.avv.mauro norton rosati di monteprandone prof.dott.Giacomo Breda
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MAURO NORTON DE NEVILLE ROSATI DI MONTEPRANDONE DE FILIPPIS DELFICO
La Cyber security e Trust. Nuovi strumenti di sicurezza
(Link)
Thu Sep 06 18:49:32 CEST 2018
Agenzia stampa italia. Entra sul giornale multimediale agenzia stampa italia: informazione, comunicazione, media, politica, cronaca, economia, sport. cultura
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KYLIANNE HARLEY
Confidential Submission of Draft SEC Registration Statements
(Link)
Thu Aug 30 15:54:22 CEST 2018
Draft registration statements may be submitted to the SEC if certain conditions are present. The Jumpstart Our Business Startups Act (the “JOBS Act”) allows an “emerging growth company” to submit a draft of its registration statement and exhibits to the Securities and Exchange Commission (the “SEC”) on a confidential basis. This blog posts addresses the common questions we receive about confidential registration statement submissions. Q. When does an emerging growth company have to file its r...
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KYLIANNE HARLEY
Bangers, Bashers & Short Sellers l Regulation SHO
(Link)
Thu Aug 30 15:53:28 CEST 2018
Securities Lawyer 101 Blog When a manipulated stock’s price declines, it has become common practice for penny stock issuers and their disciples to scream foul play and claim their company is the victim of a stock basher-naked short sellers on investors hub and other message boards, working with nefarious clearing firms to send their stock price to the triple-zero graveyard. These same issuers also complain vociferously about the purported “agenda” of the United States Securities and Exchange ...
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