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  • BRENDA HAMILTON

    How To Use Regulation A+ To Go Public

    (News & Articles)

    Thu Jul 23 19:50:31 CEST 2015

    Both public and private companies can use Regulation A+ but the exemption cannot be used by companies that are subject to the SEC’s reporting requirements. Regulation A+ may prove to be a popular exemption for private companies in going public transactions where the company seeks to ease into the public company reporting process. Issuers should also remember that Regulation A+ imposes a ban against certain “bad actors” and expanded Regulation D’s disqualification criteria.


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