• Regulation A+ Disclosures

BRENDA HAMILTON

Regulation A+ Disclosures

(News & Articles)


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On March 25, 2015, the Securities and Exchange Commission (“SEC”) adopted amendments to Regulation A pursuant to the mandate of Section 401(a) of the JOBS Act which became effective last month. The Regulation A+ amendments include new forms and revamping Form 1-A. Regulation A+ expands existing Regulation A. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a going public transaction. The Regulation A+ exemption allows companies to more easily obtain initial shareholders required by the Financial Industry Regulatory Authority (“FINRA”). While Form 1-A requires less information than a Form S-1 registration statement, expansive disclosures are required.

Thu Jul 23 20:05:43 CEST 2015



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