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  • BRENDA HAMILTON

    Promissory Notes 101 l Securities Lawyer 101

    (News & Articles)

    Wed Jul 17 19:01:16 CEST 2013

    Private companies going public seek to raise capital for a variety of reasons. This capital may be sought from the sale of equity ownership of the corporate entity or debt such as a loan. Frequently, loans are considered to be securities and as such, are subject to federal and state securities laws. It is important for any company going public to know whether its debt instruments are securities to ensure compliance with relevant securities laws. This includes compliance with federal and state ...


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